Proposed FATCA amendmends in 2019
Under FATCA and its implementing regulations, an entity is an "investment entity" (and, therefore, a financial institution potentially subject to FATCA) if the entity's...
Crowe Horwath fined for failure to respond to fraud risk
The SEC Order also contends Crowe Horwath LLP had an ongoing direct business relationship with Corporate Resource Services, which compromised the audit firm’s independence....
NFRA to be the regulator largely for the Big Four Audit firms
As per the newly notified rules, the National Financial Reporting Authority will have the power to monitor and enforce compliance with accounting standards and...
Apex court verdict on Aadhar would affect Regtech companies in India
Aadhar is considered to be one of the most important documents in the process of Knowing Your Customers. Banks and Telecom companies, ecommerce companies,...
Risk Based Approach to KYC and AML Compliance
AML KYC Compliance Certification Course in India
Regtech literally means Regulatory Technologies. It is a term coined to underline the importance of technology in complying...